Whitaker Chalk offers a full range of securities law services, including representation of issuers in initial and secondary public offerings, private offerings, advising public companies, including their officers and directors, on reporting and compliance issues, advising directors and officers on sensitive internal and external corporate governance matters, stock exchange listing requirements, representation in SEC investigations, and NASD, NYSE, and other arbitrations.
Fraud & Abuse: Individual and institutional investment in the equity and debt instruments of public and private businesses is a fundamental part of our economic structure. This process of capitalization and wealth accumulation and conservation is complex and dependant on honest and transparent disclosures as well as compliance with a mass of regulations and laws at both the state and federal levels.
Investors depend on the institutions and individuals that create and sell equity and debt instruments to abide by the law and to be honest in their representations. Some investment advisors and fund managers fail to meet these basic requirements of honesty and disclosure to the material harm of investors.
Our investment fraud and abuse attorneys provide the informed and aggressive representation required to hold those that betray investor trust accountable.